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Latest Case Study

Formula One: Feedback management solution​ improves car reliability during Formula 1 World​ Championship​

A No-Code Solution

At Decision Focus, our no-code solution allows users to adapt and modify fields and functionality within the application whilst hiding what happens behind the scenes, making our platform easily configurable to meet your exact needs.

Want to Know more?

At Decision Focus we deliver a GRC solutions customised to your needs - all in one SaaS platform.

Our support team is ready to help your organisation get started with Decision Focus.

Our Clients

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Our Clients

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Read MATERIALS

Continuous readiness for
regulatory scrutiny

Decision Focus provides real time status dashboard and notifications of compliance deficiencies, allowing prompt action. Don’t get caught out.

Evidence To Hand

Decision Focus gathers and orders the evidence you need to demonstrate continued compliance. No need to scramble when the regulator says ‘show me’.

Acceptable risk

Mapping your proposed remediate actions against identified risks helps your organisation navigate within its acceptable risk limits.

Future compliant

Decision Focus is super-configurable. You can evolve it to meet future regulatory challenges, independently or with our help. We have Risk Management and Regulatory experts on our team.

Breaches, Complaints and Conflicts of Interest

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Breaches, Complaints and Conflicts of Interest

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Manage lifecycle from Initial logging, review and actions; all items can be tracked and monitored, with targets and alerts set up according to your needs

Capture referrals to the Financial Ombudsman

One-click dashboards and reports to bolster your governance reporting framework

Link any and all breaches, complaints and conflicts of interest to relevant Risks, Controls, Policies and Business Standards.

Distinguish between procedural and regulatory breaches

Interactive complaints log in one place, with materiality assessment to determine how many clients impacted

Capture strategic conflicts of interest versus operational
conflict of interest

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Breaches, Complaints and Conflicts of Interest

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Distinguish between procedural and regulatory breaches

Interactive complaints log in one place, with materiality assessment to determine how many clients impacted

Capture strategic conflicts of interest versus operational
conflict of interest

Breaches, Complaints and Conflicts of Interest

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Distinguish between procedural and regulatory breaches

Interactive complaints log in one place, with materiality assessment to determine how many clients impacted

Capture strategic conflicts of interest versus operational
conflict of interest

Manage lifecycle from Initial logging, review and actions; all items can be tracked and monitored, with targets and alerts set up according to your needs

Capture referrals to the Financial Ombudsman

One-click dashboards and reports to bolster your governance reporting framework

Link any and all breaches, complaints and conflicts of interest to relevant Risks, Controls, Policies and Business Standards.

Group 7715 (1)-1

Continuous Readiness For
Regulatory Scrutiny

Decision Focus provides real time status dashboard and notifications of compliance deficiencies, allowing prompt action. Don’t get caught out.

Evidence To Hand

Decision Focus gathers and orders the evidence you need to demonstrate continued compliance. No need to scramble when the regulator says ‘show me’.

Acceptable risk

Mapping your proposed remediate actions against identified risks helps your organisation navigate within its acceptable risk limits.

Future compliant

Decision Focus is super-configurable. You can evolve it to meet future regulatory challenges, independently or with our help. We have Risk Management and Regulatory experts on our team.

Integrated
Compliance Monitoring

In parallel with the business, compliance monitoring teams can work from the same central control repository in Decision Focus to undertake independent controls’ testing.

Integrated
Compliance Monitoring

In parallel with the business, compliance monitoring teams can work from the same central control repository in Decision Focus to undertake independent controls’ testing.

Direct all your Compliance activity in one connected platform

Manage compliance audits, policy requirements, complaints and regulatory interactions with complete assurance..

Live risk data lets you manage your risk profile continuously

You are informed of any movement in risk-relevant MI through live dashboards and notifications, enabling prompt action to keep your risk profile within the bounds you set.

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Conduct Risk Management

Conduct Risk Management

Supplement your Risk framework with a specific view of all Conduct related risks and for each Risk sub-category which relates to Conduct Risk

Powerful dashboards showing real-time Conduct Risk Appetite Status, Conduct Risk exposure, and Conduct KRIs with drill through to underlying customer MI

Execute question-based audits to assess Conduct Risk QA and control-based audits to carry out Conduct Risk monitoring– no more spreadsheets, e-mails and documents to wade through

Comparison of Compliance Monitoring's independent assessment of conduct risks and related controls with the first lines

Conduct risk specific views of action status

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Configurability.
Not complexity.

Every organisation needs to achieve and maintain compliance with regulations, legal obligations, internal standards, and more. Decision Focus is designed to be configurable to the needs and maturity level of your business – and to evolve with you over time.

Configurability.
Not complexity.

Every organisation needs to achieve and maintain compliance with regulations, legal obligations, internal standards, and more. Decision Focus is designed to be configurable to the needs and maturity level of your business – and to evolve with you over time.

Made to measure

Management has immediate access to monitoring findings and recommendations, enabling prompt action, and continued compliance.

Radical user friendliness

Decision Focus shines a light on compliance. Do you have the right controls? Are they working effectively? Where is remediation needed?

Decluttering

Decision Focus is set up to present users with the options and information they need – and nothing more.

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Conduct Risk Management

Conduct Risk Management

Supplement your Risk framework with a specific view of all Conduct related risks

Powerful dashboards showing real-time Conduct Risk Appetite Status, Conduct Risk exposure, and Conduct KRIs

Execute audits to assess Conduct Risk QA and Conduct Risk monitoring

Comparison of Compliance Monitoring's independent assessment of conduct risks and related controls with the first lines

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Gifts & Hospitality

Gifts & Hospitality

Capture, describe and categorise Gifts & Hospitality given and received

Define value thresholds to flag Gifts & Hospitality events which exceed acceptable limits, and customise approval workflows

Archive, compare and report on quarterly and yearly data using our flexible dashboard and reporting suite

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Policy Management

Policy Management

Create a Policy document and allow multiple authors to contribute collaboratively, for initial creation and annual review thereafter, with full audit trail

Build a customised workflow for policy review and approval

Publish policies, manage attestations and allocate responsibilities to defined groups, with seamless linkages to related controls

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Product Governance

Product Governance

Our customised workflow feature will make sure the right approval processes are in place for new products and changes to existing products

Obtain pricing and remuneration attestations and tailored questionnaires from all parties in the distribution chain

Store product inventories to assist with first line product risk assessments, and second and third line quality assurance and control testing

In the event of a breach, use Decision Focus for targeted identification, investigation, escalation, tracked remediation and reporting.

Produce product assessment and performance dashboards for product oversight groups and governance committees at the touch of a button

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Lloyd’s Project RIO

  • Maintain a register of all Principles, Sub-Principles, and the individual Requirements within them
  • Allocate responsibility for compliance with an entire Standard to an individual, or a specific Requirement within a Standard to an individual
  • Link each Requirement to the Controls designed and operated to ensure it is satisfied
  • Use Control assurance data to assess if the Requirement is satisfied
  • Automatically generate the required Lloyd's compliance submission for each standard, in the format prescribed by Lloyd's
  • Provide an overview of Requirements status to support the Board's annual attestation
  • Automatically generate the Annual Board Attestation Submission to Lloyd's, in the format prescribed by Lloyd's

Regulatory Interactions & Change Management

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Regulatory Interactions & Change Management

Log, document and categorise all of compliance breaches, complaints and conflicts of interest with ability to conduct detailed root cause analysis

Carry out horizon scanning and store all communications with your regulators within Decision Focus

Create, import and link Source Documents, Statements and Consolidated Statements from a dataset supplied by a third-party content provider

Link Statements or Consolidated Statements to the relevant Mandates with Policies

Monitor changes between the Statements with full audit trail of history

Provide an impact assessment for each change on Policies, Mandates, Business Standards, Procedural Requirements and Controls in a structured and logical way

Create, allocate and track actions to see all regulatory change projects through to the end, with at-a-glance progress tracking and push-button reporting

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Senior Manager Certification

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  • Store your entity, committee and function structure in Decision Focus, to map management responsibilities, generate statements and complete regulatory application checklists
  • Allocate responsibilities, with the ability to track, delegate and handover, with full audit trail and notification capability
  • Carry out certifications using customised digital questionnaires and automating annual renewals
  • Function holder dashboards and quick and easy reports ensure that each responsible person can access real-time information on the status of their policies, risks and controls so you can rest assured that the regulator can see how you are keeping on top of the regime
  • Seamless collaboration between Compliance and HR with senior business leaders through notifications, workflows, alerts and reminders

Any questions?

The Decision Focus team are here to answer your questions.