GRC Software for Asset & Wealth Management

Asset & Wealth Management

GRC that moves as fast as your markets

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Trusted to deliver by industry leaders

Asset and wealth managers operate in an environment where regulatory scrutiny is intensifying, client expectations are rising and the cost of getting it wrong is reputational as much as financial.

From regulatory authorisation and Consumer Duty to Operational Resilience, the compliance landscape for asset and wealth managers is complex and evolving. Decision Focus brings it all into one connected platform.

The challenge

Investment firms juggle multiple regulatory regimes, complex product governance requirements and heightened conduct expectations - often with lean compliance teams. Spreadsheets and disconnected tools create blind spots, slow down reporting and increase the risk of regulatory gaps.

Why Decision Focus

ESG & sustainability

Track ESG risks, manage disclosures and evidence your sustainability commitments to investors and regulators.

Regulatory horizon scanning

Stay ahead of regulatory change across jurisdictions. Track, assess and implement new requirements with full audit trails.

Product governance

Manage product lifecycles, target market assessments and value-for-money reviews in one connected framework.

Client complaints & conduct monitoring

Capture, investigate and resolve complaints with full root cause analysis and trend reporting.

Third-party oversight

Monitor outsourced investment management, custodians and other critical service providers.

Board & committee reporting

Automatically generate governance reports, risk summaries and compliance dashboards for board and committee consumption.

Enterprise GRC. Lean Team.

Built for lean compliance teams

You don’t need large, expensive teams to run world-class GRC. Decision Focus’s intuitive GRC software platform, automated workflows and intelligent reporting mean your compliance team can do more with less - without compromising on oversight or evidence.

Any questions?

Or just curious to see a demo

The Decision Focus team are here to answer your questions.

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